New Broker-Dealer Cybersecurity Rules

New Cybersecurity Regulations Apply to Colorado Broker-Dealers and Investment Advisors Earlier this year, the Colorado Division of Securities issued regulations affecting Colorado broker-dealers and investment advisers. The regulations require broker-dealers and...

Equifax Data Breach

Equifax data breach: consumers and companies at risk By now almost everyone has read or heard about the massive data breach at Equifax, one of the three large credit reporting companies.  According to news reports, 143 million Americans have had sensitive personal...